Codes: SALI Player Role |
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Version: LMSS v1.0 |
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Date: 2020-01-13 |
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Category |
Description |
Code |
Full Code |
Related Services |
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Appellant |
An appellant is
a person, company or entity that applies to a higher court for a reversal of
the decision of a lower court. |
APPL |
APPL |
Process:
Dispute: Appellate |
|
C |
Applicant/Petitioner |
An applicant or
petitioner is a person who files a petition or makes an application or the
person who is applying for a legal remedy to a problem. |
APPT |
APPT |
Process:
Dispute |
|
Acquiree |
An acquiree is
a company or entity that is being acquired or purchased in a merger or
acquisition transaction. The acquiree is also known as the target firm during
a takeover scenario. |
AQRE |
AQRE |
Process:
Transaction: Merger and Acquisition |
|
Acquiror |
An acquiror is
the surviving company or entity once a merger takes place. |
AQRR |
AQRR |
Process:
Transaction: Merger and Acquisition |
|
Arbitrator |
An arbitrator
is an independent person or body appointed to hear a dispute in
arbitration. |
ARBT |
ARBT |
Process:
Disputes |
|
Assignee |
An assignee is
a person, company or entity who receives the transfer of property, title or
rights from a contract. The assignee receives the transfer from the
assignor. |
ASGE |
ASGE |
Process:
Transaction |
|
Assignor |
An assignor is
a person, company or entity who transfers rights they hold to another entity.
The assignor transfers to the assignee. |
ASGR |
ASGR |
Process:
Transaction |
|
Borrower |
A borrower is a
person, company, or entity that obtains funds from a business or individual
for a specified period of time upon condition of promising to repay the
loan. |
BORR |
BORR |
Process:
Transaction: Loan |
|
Broker |
A broker is an
individual or firm employed by others to plan and organize sales or negotiate
contracts for a commission. |
BROK |
BROK |
Process:
Transaction |
|
Buyer |
A buyer or
purchaser generally means a person, company or entity contracting with a
seller for services or merchandise to be provided or delivered for a named
individual. In a strict legal sense, a buyer may also include someone who
acquires title to something by deed, devise, execution, prescription,
possession, occupancy, or escheat. |
BUYR |
BUYR |
Process:
Transaction |
|
Creditor |
A creditor is a
person or company to whom money is owed. Also, a party to which a bankruptcy
debtor owes money. |
CRED |
CRED |
Process:
Transaction; Bankruptcy |
|
Creditors' Committee (level 2) |
A creditors'
committee serves to represent the interests of unsecured creditors in
bankruptcy court proceedings and also in negotiations between the debtor and
other groups. The entity defined by U.S. Bankruptcy Code in Section
1102(a)(1) to represent unsecured creditors. |
OCUC |
CRED-OCUC |
Process:
Transaction; Bankruptcy |
|
Secured Creditor (Level 2) |
A secured
creditor is any creditor or lender associated with an investment in or
issuance of a credit product backed by collateral. Secured creditors have a
first-order claim on the payouts of a distressed credit investment. |
SCRD |
CRED-SCRD |
Process:
Transaction; Bankruptcy |
|
Unsecured Creditor (Level 2) |
An unsecured
creditor is an individual or institution that lends money without obtaining
specified assets as collateral. If a borrower fails to make payment on debt
that is unsecured, the creditor cannot take any of the borrower's assets
without winning a lawsuit first. |
UCRD |
CRED-UCRD |
Process:
Transaction; Bankruptcy |
|
Debtor-In-Possession |
A debtor in
possession in United States bankruptcy law is a person or corporation who has
filed a bankruptcy petition, but remains in possession of property upon which
a creditor has a lien or similar security interest. |
DBIP |
DBIP |
Process:
Bankruptcy |
|
Debtor |
A debtor is a
person or institution that owes a sum of money. Also, a debtor in a
bankruptcy proceeding. |
DEBT |
DEBT |
Process:
Transaction; Bankruptcy |
|
Defendant |
A defendant or
respondent is a person or group against whom a criminal or civil action is
brought. Actions include dispute matters (litigation, arbitration or
mediation) or bankruptcy matters. |
DEFT |
DEFT |
Process:
Dispute; Bankruptcy |
|
Director |
A director is
the head of an organization, either elected or appointed, who generally has
certain powers and duties relating to management or administration. A
corporation's board of directors is composed of a group of people who are
elected by the shareholders to make important company policy decisions. |
DIRC |
DIRC |
Process:
Multiple |
|
Dealer |
A dealer is a
person, company, or entity that buys and sells securities for his or her or
its own account and not for others. |
DLER |
DLER |
Process:
Transaction |
|
Employee |
An employee is
a person who is hired for a wage, salary, fee or payment to perform work for
an employer. |
EMPE |
EMPE |
Process:
Transactions |
|
Employer |
An employer is
a person or entity who hires another to performs service under an express or
implied agreement and has control, or the right to control, over the manner
and means of performing the services. An employer has the right to control an
employee. |
EMPR |
EMPR |
Process:
Transactions |
|
Exchange |
An exchange is
a marketplace where securities, commodities, derivatives and other financial
instruments are traded. |
EXCH |
EXCH |
Process:
Transaction |
|
Expert |
An expert is a
person engaged on behalf of a party or party in interest to a dispute to
provide services as a consulting or testifying expert. (A testifying expert
would also be a "witness.") |
EXPT |
EXPT |
Process:
Disputes |
|
Independent Committee |
An independent
committee is a group of people assembled to conduct an activity independent
of the management of a company, often in connection with an internal
investigation or approval of an interested party transaction. Also known as a
"special committee." |
INCO |
INCO |
Process:
Dispute |
|
Investigator/Examiner |
An investigator
or examiner person or group that conducts investigations or examinations on
behalf of a governmental criminal or regulatory agency or self-regulatory
organization, or in connection with internal, congressional, or other
investigations. |
INEX |
INEX |
Process:
Dispute |
|
Investor |
An investor is
a person, company or entity that qualifies under the Securities Act of 1933
and related Securities and Exchange Commission regulations as one having
sufficient knowledge and expertise in financial matters to weigh the value
and risks of an investment. |
INVR |
INVR |
Process:
Transaction |
|
Issuer |
An issuer is a
legal entity that develops, registers and sells securities to finance its
operations. Issuers may be corporations, investment trusts, or domestic or
foreign governments. |
ISSU |
ISSU |
Process:
Transaction |
|
Judge |
A judge is a
public official appointed to decide cases in a court of law. |
JUDG |
JUDG |
Process:
Disputes |
|
Lessee |
A lessee is a
person or entity that holds the lease of a property; a tenant. |
LESE |
LESE |
Process:
Transaction: Lease |
|
Lessor |
A lessor is a
person or entity that leases or lets a property to another; a landlord. |
LESR |
LESR |
Process:
Transaction: Lease |
|
Licensee |
A licensee is a
person or entity to whom a license is granted. A licensee has the license to
use someone else's specified property such as a building, a land or
intellectual property. |
LICE |
LICE |
Process:
Transaction |
|
Licensor |
A licensor is
person or entity with exclusive legal rights over a thing or, acting as agent
for the owner, gives, sells or otherwise surrenders to another a limited
right to use that thing. |
LICR |
LICR |
Process:
Transaction |
|
Mediator |
A mediator is
an independent person or body appointed to mediate a dispute. |
MDTR |
MDTR |
Process:
Dispute |
|
Monitor |
Under Canadian
Companies' Creditors Arrangement Act (CCAA), a Monitor is an independent
third party who is appointed by the Court to monitor the company's ongoing
operations and assist with the filing and voting on the Plan of
Arrangement. |
MNTR |
MNTR |
Process:
Bankruptcy |
|
Partner |
A partner is an
individual who is a member of a partnership - an entity formed when at least
two or more individuals agree to go into business with one another. |
PART |
PART |
Process:
Transaction |
|
General Partner |
A general
partner is an owner of a partnership. Often, a general partner either plays
an active role in the company's daily operations or is a managing partner. A
general partner for a business can act on the company's behalf. |
GENP |
PART-GENP |
Process:
Transaction |
|
Limited Partner |
A limited
partner is a part-owner of a company whose liability for the firm's debts
cannot exceed the amount that individual invested in the company. Limited
partners are often called silent partners. |
LTDP |
PART-LTDP |
Process
Transaction |
|
Plaintiff |
A plaintiff,
complainant, or claimant is a person who brings a civil or criminal action
against another person or entity in a dispute. |
PLTF |
PLTF |
Process:
Dispute |
|
Respondent |
The respondent
is the party against whom a petition is filed, especially one on appeal. The
respondent can be either the plaintiff or the defendant from the court below,
as either party can appeal the decision thereby making themselves the
petitioner and their adversary the respondent. |
RESP |
RESP |
Process:
Dispute: Appellate |
|
Seller |
A seller is a
person, company or entity who sells a thing or property in exchange for other
property (often money). One who disposes of a thing in consideration of
money. |
SELR |
SELR |
Process:
Transaction |
|
Shareholder |
A shareholder,
also referred to as a stockholder, is any person, company, or institution
that owns at least one share of a company’s stock (equity). |
SHAR |
SHAR |
Process:
Transaction |
|
Trustee |
A trustee is an
individual person or member of a board given control or powers of
administration of property in trust with a legal obligation to administer it
solely for the purposes specified. |
TRUS |
TRUS |
Process:
Transaction |
|
Underwriter |
An underwriter
is an individual or institution that underwrites a financial transaction.
Underwriting is the process by which an underwriter takes on financial risk
for a fee. The risk most typically involves loans, insurance, or
investments. |
UNDW |
UNDW |
Process:
Transaction |
|
Witness |
A witness or
non-party is a person or entity called upon to produce documents or provide
testimony or other information in connection with a dispute or proceeding
(and not a party to the dispute or proceeding). |
WITN |
WITN |
Process:
Dispute |
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